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Pending Regulations

Proposed Regulations on Target Date Funds

The Department of Labor has proposed regulations on "target date" funds.  If adopted, the proposed regulations would require 401(k) plans to give employees more information about a type of mutual fund that changes the percentage of stocks and bonds held in the fund as people grow older.

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Definition of the Term ‘‘Fiduciary’’

The Department of Labor has proposed a regulation expanding the definition of the term "fiduciary".

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Proposed Rule on Investment Advice

The Department of Labor has proposed regulations for 401(k) plans wishing to provide investment advice to workers and their families. Read the Pension Rights Center's comments.

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Proposed Regulations and Class Exemption on Investment Advice

The Department of Labor has proposed regulations for 401(k) plans wishing to provide investment advice to workers and their families. Norman Stein submitted comments on behalf of the Pension Rights Center.

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Proposed Model Cutback Notice

The U.S. Department of Labor’s Employee Benefits Security Administration has proposed a model notice [PDF] that will be sent to workers in multiemployer plans whose pensions may be reduced because their pension plan is severely underfunded.

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Automatic Contribution Arrangements

The Internal Revenue Service has issued proposed regulations regarding automatic contribution arrangements, also known as automatic enrollment. The Pension Rights Center submitted comments.

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Multi-Employer Pension Plan Information Made Available on Request

The Department of Labor issued proposed regulations regarding information available upon request from multiemployer plans. The Pension Rights Center submitted comments.

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